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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

Star Video Library

StarCompliance provides customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards. But don't take our word for it – watch the videos below to see our products in-action.

CLIENT STORIES PRODUCTS & SOLUTIONS STAR EVENTS

Client Stories

How Compliance Teams Are Using Tech To Improve Efficiency

Today’s Compliance Challenges – Addressed By Today’s Compliance Officers

Do Seamless Software Implementations Exist? Yes!

Compliance On-The-Go: STAR Mobile App In Action

How Software Is Helping Scaling Companies Stay Compliant

Products and Solutions

Inside Look: A Tour Of The STAR Platform

Inside Look: Star’s Personal Trading / Personal Account Dealing Product

Inside Look: Star’s Gifts, Entertainment & Hospitality Product

Inside Look: Star’s Political Donations Product

Inside Look: Star's Private Investments

Inside Look: Star's Outside Activity

Inside Look: Star's Insider Trading

Inside Look: A Tour Of Star’s Compliance Control Room

Actionable Intel With Star’s Compliance Dashboards

Inside Look: Star’s Secure Data Entry Service

Star Events

Why Attend The Star USA Conference

Why Attend The Star EMEA Conference

Why One STAR Power User Won’t Miss The EMEA Conference

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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24

What Proposed Changes To Rule 10b5-1 Mean For Compliance Teams

24 Jan, 2022

SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an overhaul. Here's how compliance professionals can adapt, as offered by veteran compliance officer and StarCompliance Head of Business Development, Steve Brown

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20

Are Your Employees Illegally Trading Company Stock?

20 Jan, 2022

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such activity, the SEC continues to be laser focused on illegal insider trading—no matter what sector of the economy it's happening in. Steve Brown, Star's Head of Business Development and a longtime compliance officer, offers thoughts and solutions

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17

How Firms Should Manage Compliance Priorities In The Gensler Era

17 Jan, 2022

New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him. Here's how compliance teams can prepare to respond accordingly

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