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Star Video Library

StarCompliance provides customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards. But don't take our word for it – watch the videos below to see our products in-action.

CLIENT STORIES PRODUCTS & SOLUTIONS STAR EVENTS

Client Stories

How Compliance Teams Are Using Tech To Improve Efficiency

Today’s Compliance Challenges – Addressed By Today’s Compliance Officers

Do Seamless Software Implementations Exist? Yes!

Compliance On-The-Go: STAR Mobile App In Action

How Software Is Helping Scaling Companies Stay Compliant

Products and Solutions

Inside Look: A Tour Of The STAR Platform

Inside Look: Star’s Future-Ready Compliance Platform

Inside Look: Star’s Personal Trading / Personal Account Dealing Product

Inside Look: Star’s Gifts, Entertainment & Hospitality Product

Inside Look: Star’s Political Donations Product

Inside Look: Star's Private Investments

Inside Look: Star's Outside Activity

Inside Look: Star's Insider Trading

Inside Look: A Tour Of Star’s Compliance Control Room

Actionable Intel With Star’s Compliance Dashboards

Inside Look: Star’s Secure Data Entry Service

Star Events

Star EMEA 2021 Conference

Why Attend The Star USA Conference

Why Attend The Star EMEA Conference

Why One STAR Power User Won’t Miss The EMEA Conference

TALK TO THE EXPERTS

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28

How Can Compliance Teams Manage Their Representatives’ License and Registration Process More Effectively?

28 Mar, 2023

The process of registering for and obtaining a financial securities license can be a complex and time-consuming nightmare. In the US, individuals selling investments professionally are required to obtain a securities license from FINRA. This is a multi-step process where securities professionals must pass qualifying exams, in which there are different levels, to demonstrate their competence before they are allowed to engage in certain securities activities. If firms fail to stay ahead, not only is it costly for them to pay for the reopening of exam windows or late filings, but also the loss of time from being unable to capitalize on the activities of their registered representatives.

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15

Casting Further Light on Shadow Trading

15 Mar, 2023

When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy the company he worked for, he is alleged to have bought options in another competitor’s stock prior to the news of the acquisition going public. This led to him being accused by the SEC in 2021 of insider trading. But while the SEC prosecutes approximately 50 insider trading cases a year, this was not the typical misappropriation of information or tipper/tippee liability but an instance of what has since been dubbed ‘shadow trading’.

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08

The Uneven Progress in Closing the Gap for Women in STEM

08 Mar, 2023

International Women’s Day is a time to reflect on the advances that women have made in society and culture and to recognise the challenges we still need to overcome. 

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