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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

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Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

Crypto & Compliance Market Study

Summary Findings

Survey Demographics

Cryptocurrency_Participants
Total Firms Responded
Cryptocurrency_Country
By Region
Cryptocurrency_Segment
By Segment

Key Findings

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62% of firms surveyed have developed a crypto-monitoring or reporting policy of some kind.​

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Only 10% of those surveyed feel they have a thorough understanding of how employees are trading crypto-instruments in their personal accounts. 

Current Compliance Approaches

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Pro-Monitoring: Firms that (1) currently monitor their employees for crypto exposure, (2) know they want to monitor for it, or (3) expect to have to monitor for it at some point.

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Anti-Monitoring: Firms against monitoring their employees for crypto exposure. These firms don’t monitor, won’t monitor, or don’t expect to ever monitor for it, unless regulators specifically require it.

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On The Fence: Firms that are in a state of limbo on the subject. They are waiting on movement by regulators, movement by peers, or the continued evolution of the space. 

Consistency Across Developed Policies

For firms that have developed policies, there is consistency in their thinking and approach: 

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Bitcoin and Ethereum are considered and treated as transfer of value, like traditional fiat currencies, and therefore not subject to disclosure and monitoring. ​ 

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All other digital assets, like initial coin offerings (ICOs), are treated as a potential store of value, the same as securities, and are therefore subject to disclosure and monitoring.