Steve BrownAs Head of Business Development, Steve is responsible for helping drive growth at Star, with a focus on go-to-market planning, new markets, and mergers and acquisitions. Prior to joining Star, Steve was Director of Broker-Dealer Client Services at Compliance Risk Concepts, a Sr. Director at PwC, and Head of Fixed Income and Capital Markets Compliance at U.S. Bancorp Investments. Steve began his career at Wachovia, as Head of Global Investment Banking Compliance and Control Group, and is considered a pioneer in the control room space - establishing the bank’s first formal control room function.
Dana McNabbDana began her professional compliance career at Dimensional Fund Advisors as an analyst on the marketing review team. Dana continued to grow within the Compliance Department and moved over to the Code of Ethics side and currently oversees the Code of Ethics department for Virtus Investment Partners. Her roles have provided an opportunity to gain knowledge of trade monitoring, onboarding/offboarding, political contributions, outside business activities, FINRA licensing, compliance certifications, and more.
Kelly ButlerMs. Butler has been a member of GMO’s legal and compliance group since 2001, and a StarCompliance user since 2003. She is responsible for the oversight and administration of all corporate compliance policies, including the Code of Ethics, Code of Conduct, Gifts and Entertainment Policy, and Political Contributions Policy. She is also GMO’s Anti-Money Laundering Officer, managing its global AML program. Ms. Butler earned her bachelor's degree at Wesleyan University.
David OlsenDavid Olson, Compliance Manager at AssetMark, has worked in Financial Services since 2017. David currently oversees code of ethics and political contribution programs for AssetMark’s investment advisers, and supports functions at the publicly-traded level, such as corporate standards and insider trading. David has a passion for compliance processes, testing, and building efficient controls. David earned his BS in Economics from University of Kansas.
Tom DennstedtTom began his professional career at KeyBanc Capital Markets as a surveillance analyst in the Compliance Control Room. Tom has continued to grow within the KBCM Compliance Department and currently oversees the firm’s Personal Investment Policy. His roles have provided an opportunity to gain working knowledge of trading surveillance, new hire/on-boarding, licensing, deal management, compliance certifications and systems management.
