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The world is awash in regulation...

Stay high and dry with our FREE guide: Surfing the Tsunami of Regulation

tsunami-mockup-noshadowYou'll get coverage of all the major legislation and regulation that could affect your enterprise financial firm. In addition to GDPR, MiFID 2, and SM&CR, Surfing The Tsunami Of Regulation also covers:

  • SEC Rule 17a-4
  • France's Sapin 2
  • Brazil's Clean Company Act
  • The California Consumer Privacy Act
  • Italy's Law No. 179/2017
  • New York State's 23 NYCRR §500

This general reference for compliance officers also touches on Brexit, as well as the Twin Peaks regulatory model. Surfing The Tsunami Of Regulation will keep you informed, at a glance, of the most relevant and potent regulation currently washing over the world of financial compliance.

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