You'll get coverage of all the major legislation and regulation that could affect your enterprise financial firm. In addition to GDPR, MiFID 2, and SM&CR, Surfing The Tsunami Of Regulation also covers:
This general reference for compliance officers also touches on Brexit, as well as the Twin Peaks regulatory model. Surfing The Tsunami Of Regulation will keep you informed, at a glance, of the most relevant and potent regulation currently washing over the world of financial compliance.
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