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Surfing The Tsunami Of Regulation

Stay high and dry with our FREE guide. You’ll get coverage of all the major legislation and regulation that could affect your firm:

  • GDPR, MiFID 2, SMCR
  • SEC Rule 17a-4
  • France’s Sapin 2
  • The California Consumer Privacy Act
  • New York State’s 23 NYCRR §500
  • BEAR, FMCC

Recent Brexit developments are discussed, as is the COVID-19 crisis. Keep up with the most critical regulation and events currently washing over the world of financial compliance.

Complete the form to download your FREE copy now!