With financial regulatory compliance now more complex than ever, staying ahead of shifts in the regulatory landscape is critical to your success. Grab a cup of coffee and join StarCompliance for an interactive, fire-side chat on the current state of financial services compliance and the key developments that regulated firms need to be aware of.
It’s time to prepare for the year ahead – bring your questions and let’s discuss what the amendments to the SEC Rule 10b5-1 mean for publicly traded companies; how firms can prepare for upcoming legislation for individual accountability regimes; and get an update on the still-evolving post-Brexit compliance landscape; and recent developments in the digital assets space.
Steve Brown. Managing DirectorStarCompliance
Terry Dawson. Managing DirectorStarCompliance
Gary Muchmore. Head of Business Dev - Int.StarCompliance
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