In this webinar, we’ll run you through four real-world use cases for Star’s Individual Accountability Regime (IAR) and Training & Competency (T&C) software solutions—showcasing their game-changing automation and optimization capabilities that can help you meet SMCR and T&C requirements with ease.
We’ll consider the following cases:
A frontline manager looking after a team of nine Retail Investment Advisers needs a way to prioritize his supervisory activity
A Retail Investment Adviser must keep up with her competency testing to obtain her Annual Statement of Professional Standing
A central overseer—responsible for monitoring competence and accountability compliance—needs a top-down view of risk
A Senior Manager needs a consolidated view across the SMCR for his own indirect reporting lines across multiple Legal Entities
To watch the on-demand webinar, simply complete the form below: