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Building A Sustainable L&R Program:

Strategies For Long-Term Success 

Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss the latest market solutions and trends, test preparation strategies, the importance of technology in License and Registration (L&R) programs, and more, for financial professionals. 

Our conversation will cover some of the following: 

  • Emerging trends and changes in the regulatory landscape 

  • Key factors to consider when developing an L&R program 

  • Effective L&R process improvements and best practices 

  • Common mistakes and pitfalls to avoid 

  • The evolving role of technology in L&R programs 

  • Benefits of incorporating technology into the test prep process 

  • Success stories of financial institutions streamlining L&R processes and improving exam pass rates through Guidance  

Don’t miss this opportunity to gain valuable insights and actionable advice for creating and maintaining a sustainable License & Registration process for years to come!  


Alyssa Heim

Alyssa Heim Circle


Alyssa Heim is a Managing Director at Kroll in the Financial Services Compliance and Regulation practice. With over 12 years of regulatory experience, she specializes in assisting private fund managers and investment advisers across their business cycles.

Alyssa's expertise includes SEC and NFA registrations, compliance infrastructures, forensic testing programs, mock examinations, regulatory examinations, due diligence of alternative data providers, and NIST standards for cyber security requirements and adviser best practices.

Jeffrey A. Van Blarcom

Jeffrey A Van Blarcom


Jeff Van Blarcom is a founder and managing director at The Securities Institute of America, a provider of world-class training solutions for securities industry professionals. He has over 25 years in the industry professional securities training industry and has authored more than 20 textbooks. 

Will Haggerty

Will Haggerty Circle

StarCompliance-ogo.Will Haggerty is Director Of Product Management at StarCompliance, a leading provider of compliance software solutions to the global financial services sector. Will has been with Star since 2014, and has worked in financial services since 2004. Previous to becoming Star's Director Of Product Management, he was Star's Director Of Relationship Management. Previous to working at Star, his titles included Risk & Compliance Manager and Risk & Compliance Consultant.

At Star, Will's driving mission—echoing the software development firm's own official ethos—is to make compliance simple and easy. As Director Of Product Management, Will's part in making that happen is riding herd over the company's rapidly expanding product offering to help ensure it meets the needs of Star clients in every way possible.