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IAF & SEAR Roundtable

9 November | 14:30 - 17:30 GMT

 

Ireland’s draft legislation for the Individual Accountability Framework and Senior Executive Accountability Regime (SEAR) is out. Compliance teams now must consider the scope of the regulation and start preparations for how they plan to meet the demands of the regime once it comes into force. 

Join your peers and compliance experts for an interactive afternoon— sharing insights and exploring best practices to prepare for the impending regulation. Plus, STAR’s product team will reveal our IAR solution, designed to assist firms in meeting accountability obligations. 

 

Venue: The Westin Dublin, College Green, Westmoreland St, Dublin, D02 HR67 


november 9 2022

Expert Speakers

 

Kian-Caulwell-Tenders LPKian Caulwell

Kian Caulwell is a Partner and Head of Financial Services Consulting, responsible for delivering regulatory consulting and risk assurance services to Mazars financial services clients. Kian is Mazars’ Individual Accountability Framework Lead, drawing on his UK experience of assisting firms to implement Senior Manager and Certification Regime requirements. With over 15 years financial services experience; he regularly advises financial services institutions in the areas of corporate governance, risk management regulatory compliance and internal audit. 

 

Peter Oakes LP

Peter Oakes

Peter Oakes is a highly experienced Chairman and Independent Non-Executive Director of regulated financial services firms. Peter’s business CompliReg specialises in advising companies, C-Suite and Boards on strategy, governance, authorisations and fintech.  Peter was appointed the inaugural Director of Enforcement and Anti-Money Laundering Supervision at Central Bank of Ireland (2010-2013). He has worked as a senior regulator in the UK (FSA), Australia (ASIC) and Saudi Arabia (SAMA) and continues to work with regulators on supervisory and enforcement strategies.  

Peter founded Fintech Ireland and RegTech Ireland which promote Ireland’s capabilities in these areas.  In additon, he established www.SEAR.ie (SEARHub) in 2021, to address the implementation of IAF and SEAR.