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Preparing For An External Audit 

How they're triggered, what to expect, and how technology can help

Presented by Patrick Dominguez, Director Of Investment Adviser Services for Gordian Compliance Solutions, and Tim Ward, Director Of Project Strategy and Marketing for StarCompliance, this FREE webinar will help you put your best foot forward in these unwelcome but unavoidable regulatory exams.

In this information-packed presentation, you'll learn: 

  • How external exams are triggered
  • How the notification process works
  • What regulators are typically looking for
  • Why data organization matters so much
  • How a typical exam proceeds from start to finish
  • Why technology can make all the difference

Are you prepared for your next audit?

Complete the form to gain access to our FREE webinar which will prepare you for your next and best external audit. 

Submit to view webinar here: