Compliance Executive Roundtable:

Employee Compliance, Information Barriers
and MNPI Controls

Join us in Charlotte, North Carolina on Thursday, March 30, 2023 from 3-6pm and take the opportunity to spend a couple of hours with compliance peers discussing challenges and leading practices facilitated by StarCompliance’s resident in-house compliance expert – Steve Brown. Be ready to participate and learn! We encourage you to come prepared with challenges and emerging risks you’d like to discuss.

Location: Grand Bohemian Hotel Charlotte | 201 W Trade St, Charlotte, NC, 28202

Event Agenda | 3:00-6:00 PM
2:30-3:00 Check-In & Welcome
3:00-5:45 Lively discussion and knowledge sharing (scroll down for topics)
5:45-6:00 Wrap Up
6:30 Dinner

To join us for dinner following the event, please indicate your attendance as part of registration.

Network. Learn. Share.

Below are just a few topics we’ll cover as part of our discussion:

Explore the Anatomy of a Conflict Check, leading practices on the Science of Staffing Deal Teams and establishing “Need to know” Standards.  

Take part in a discussion around leading practices on Projects, Deals, and MNPI Surveillance. 

Don’t miss out on hearing from peers on what they are doing around Crypto, preparing for exams, and staying ahead of compliance issues.

Plus, hear the latest challenging scenarios, resolutions and tips on monitoring Gifts & Hospitality and Relevant Case Law.

Compliance Executive Roundtable:

Employee Compliance, Information Barriersand MNPI Controls

Why attend?

Network. Learn. Share.

Employee Compliance, Information Barriers
and MNPI Controls