Certifications Checklist

Getting everyone successfully to the other side of the certs process is a primary function of any
compliance team. Our five-step approach can help.

• Prep—From regulatory changes to lessons learned, preparation matters.
• Testing—Get practical ideas for honing the certifications process.
• Issuing—Everything you should think about when issuing your certs.
• Follow-Up—Innovative ideas for getting after the procrastinators.
• Review—What worked? What didn't? How to think about the year's efforts.